A boutique RIA advisory firm is seeking experienced, client-centric Financial Advisors to develop and manage client relationships through customized and comprehensive financial planning.

Location(s)

Salaried Employee positions with bonuses based upon AUM/Production: Jacksonville, FL. Generous Payout Grid on your production.

Independent contractor positions – Affiliate Advisor positions available throughout the country

Firm
•An expanding boutique advisory firm specializing in Comprehensive Wealth Management, Investment Management, and Wealth Transfer/Estate Planning
•Founders and principals are proven top producers and excellent trainers
•We desire long-term advisors and partners, not “flash in the pan” producers
•Investments: 100% Fee Based.
•Insurance: Large offering of all types of fixed products
•Robust, repeatable marketing programs to build your book
•Globally respected custody providers
•A full complement of financial products and services for all levels of wealth management – simple to highly sophisticated

Benefits

•NO Broker-Dealer.
•Comprehensive Wealth Management Focus to capture higher-net worth clients
•Transition/Onboarding/Integration/Training Program and assistance
•A Systematic, Proven Process for Client Acquisition
•Repeatable, Proven Marketing Programs
•Personal Mentoring, Training, and Guidance by a proven producer
•Compliance Support and Guidance
•E&O Insurance
•Marketable Brand
•Robust Client Communication System
•Powerful Custodian Relationships with globally respected names and low fees
•Top Payouts on Fixed products
•Competitive Payouts on Fee-Business
•Opportunity to build equity in your practice
•Exit Strategies for Retirement – Sell your business instead of giving it to your BD

Compensation

•Investments: 100% fee-based
•Financial Planning: Hourly or Project Fees
•Insurance Sales (if applicable) Commissions paid at highly competitive rates.
Requirements

MUST have:

•Comparable investment philosophy: Asset Allocation and scientific portfolio construction versus day trading, option strategies, or other speculative strategies
•Client-centric philosophy
•Series 65 or 66 license or ability to get rapidly
•CFP, CPA, CLU, or other advanced designation, or willingness to intensely pursue upon affiliation/hire
•A minimum of $10M in fee-based assets under management or assets that could be converted to fee-based platforms quickly
•Clean compliance record

Preferred:
•CFP Designation and Series 65/66 license
•Experience at full-service firm
•Desire to move in the near future.

For more information and a confidential discussion on your future, please respond with your resume and a description of your current situation (ie – wirehouse rep, independent, current book, desires, etc).